What Is An SFC License?

An SFC license, also known as a securities and futures commission license, allows an individual to work in the securities and futures industry. It is issued by the Securities and Futures Commission (SFC) of Hong Kong, and it is required for anyone who wants to work in this field.

What should I know about this?

To obtain this license, individuals must pass the relevant licensing examinations and meet specific criteria, such as having a clean criminal record. Holding an SFC license shows that a person has the necessary knowledge and skills to work in this industry.
Individuals need to ensure they are appropriately licensed before working in the securities and futures industry, as it helps protect both clients and the industry. Individuals who do not hold proper licenses may face penalties and disciplinary action from the SFC. Overall, obtaining a license allows individuals to work legally in the securities and futures industry in Hong Kong.

We hope this information has been useful to you.